HTDS Content Services

Exclusive

Category

Source

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 515A RELATED TO PRIME AND CPRIME FUNCTIONALITY

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE TO MODIFY THE GSD RULES TO ADOPT A U.S. TREASURY CLEARING TRADE SUBMISSION REQUIREMENT

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commi... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.280 (LIMIT UP-LIMIT DOWN PLAN AND TRADING HALTS ON THE EXCHANGE) TO REFLECT THAT IEX WILL NOT CANCEL OUTSTANDING ORDERS DURING A REGULATORY HALT OR OPERATIONAL HALT IN ANTICIPATION OF THE SIP IMPLEMENTATION OF THE NEW REGULATORY HALT RULES

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 1900, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND EXTENSION OF THE REVIEW PERIOD OF AN ADVANCE NOTICE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Per... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S TRANSACTION FEES AT OPTIONS 7, SECTION 3, NOTE 18

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO ESTABLISH A GUARANTY FUND AT THE GOVERNMENT SECURITIES DIVISION

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Mod... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 3100, INTERPRETATION AND POLICY .06, TO REDUCE THE WAITING PERIODS FOR RETAKING FINRA QUALIFICATION EXAMINATIONS

Posted On: 2026-08-11
Government News US Fed News Biecch

WASHINGTON, Aug. 11 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More